Pacific Capital Resource Group, a large office of supervisory jurisdiction supervising 40 financial professionals who collectively oversee $975 million, has switched its broker-dealer affiliation to Royal Alliance, a member firm of Advisor Group, from Penn Mutual’s broker-dealer subsidiary.
PCRG, which was co-founded by CEO Kurt Jonson in 1998, also has offices in Lake Oswego, Oregon, and Scottsdale, Arizona.
See the latest Advisers on the Move here.
Executive holds regional roles in Asia but will add global responsibilities.
AI is no replacement for trusted financial advisors, but it can meaningfully enhance their capabilities as well as the systems they rely on.
Prudential's Jordan Toma is no "Finfluencer," but he is a registered financial advisor with four million social media followers and a message of overcoming personal struggles that's reached kids in 150 school across the US.
GReminders is deepening its integration partnership with a national wealth firm, while Advisor CRM touts a free new meeting tool for RIAs.
The Texas-based former advisor reportedly bilked clients out of millions of dollars, keeping them in the dark with doctored statements and a fake email domain.
Orion's Tom Wilson on delivering coordinated, high-touch service in a world where returns alone no longer set you apart.
Barely a decade old, registered index-linked annuities have quickly surged in popularity, thanks to their unique blend of protection and growth potential—an appealing option for investors looking to chart a steadier course through today's choppy market waters, says Myles Lambert, Brighthouse Financial.
