A four-adviser team that was managing $583 million at Kestra is moving to SagePoint Financial, a unit of Advisor Group.
The Albuquerque, New Mexico-based firm, Charles Stephens, will affiliate with SagePoint via super OSJ AmeriFlex Financial Services.
Charles Stephens is led by Adam Ciepiela and Kelly Famiglietta and includes Steve Ciepiela, who founded the firm in 1983, and Jonathan Stoner.
Blue Anchor Capital Management and Pickett also purchased “highly aggressive and volatile” securities, according to the order.
Reshuffle provides strong indication of where the regulator's priorities now lie.
Goldman Sachs Asset Management report reveals sharpened focus on annuities.
Ahead of Father's Day, InvestmentNews speaks with Andrew Crowell.
Cerulli research finds nearly two-thirds of active retirement plan participants are unadvised, opening a potential engagement opportunity.
Barely a decade old, registered index-linked annuities have quickly surged in popularity, thanks to their unique blend of protection and growth potential—an appealing option for investors looking to chart a steadier course through today’s choppy market waters, says Myles Lambert, Brighthouse Financial.
How intelliflo aims to solve advisors' top tech headaches—without sacrificing the personal touch clients crave
