A three-person team managing $225 million in assets at Wells Fargo Advisors in Scottsdale, Arizona, has joined Baird.
The team, operating as the Doche Financial Consulting Group, is headed by Lisa Ladds Doche and includes financial planner Ron Demers and associate Maggie Loe.
Doche started at Dean Witter Reynolds in 1984, according to her BrokerCheck report. In 1990, she joined Wachovia Securities, which was acquired by Wells Fargo in 2008.
A Texas-based bank selects Raymond James for a $605 million program, while an OSJ with Osaic lures a storied institution in Ohio from LPL.
The Treasury Secretary's suggestion that Trump Savings Accounts could be used as a "backdoor" drew sharp criticisms from AARP and Democratic lawmakers.
Changes in legislation or additional laws historically have created opportunities for the alternative investment marketplace to expand.
Wealth managers highlight strategies for clients trying to retire before 65 without running out of money.
Shares of the online brokerage jumped as it reported a surge in trading, counting crypto transactions, though analysts remained largely unmoved.
Orion's Tom Wilson on delivering coordinated, high-touch service in a world where returns alone no longer set you apart.
Barely a decade old, registered index-linked annuities have quickly surged in popularity, thanks to their unique blend of protection and growth potential—an appealing option for investors looking to chart a steadier course through today's choppy market waters, says Myles Lambert, Brighthouse Financial.
