A three-person team managing $275 million at Wells Fargo Advisors in Denver has joined Baird.
The team, which operates as the Arnold & Tai Group, includes advisers John Arnold and Jessica Tai and client specialist Lisa Peterson.
Arnold has 39 years of experience, according to his BrokerCheck report, and had been affiliated with Wells Fargo since 2000. Tai has eight years of experience and joined Wells Fargo in 2017.
A new proposal could end the ban on promoting client reviews in states like California and Connecticut, giving state-registered advisors a level playing field with their SEC-registered peers.
Morningstar research data show improved retirement trajectories for self-directors and allocators placed in managed accounts.
Some in the industry say that more UBS financial advisors this year will be heading for the exits.
The Wall Street giant has blasted data middlemen as digital freeloaders, but tech firms and consumer advocates are pushing back.
Research reveals a 4% year-on-year increase in expenses that one in five Americans, including one-quarter of Gen Xers, say they have not planned for.
Orion's Tom Wilson on delivering coordinated, high-touch service in a world where returns alone no longer set you apart.
Barely a decade old, registered index-linked annuities have quickly surged in popularity, thanks to their unique blend of protection and growth potential—an appealing option for investors looking to chart a steadier course through today's choppy market waters, says Myles Lambert, Brighthouse Financial.
