The Financial Industry Regulatory Authority Inc. has barred former Atlanta-based Merrill Lynch broker Tyler Delahunt for failing to cooperate with an investigation into allegations about his sales practices.
Last August, Merrill Lynch discharged Delahunt over allegations that he had improperly solicited clients related to an outside investment.
Delahunt also was alleged to have accepted loans or other funds from clients without informing his firm.
$1.7M invested from an inheritance. Then the phone went dead.
The pre-IPO platform sold $430M in units while allegedly rigging prices behind the scenes.
A Nationwide survey finds 47% of GLP-1 users have never discussed the drugs’ financial impact with an advisor, even as many dip into savings.
The hundreds of millions of dollars from a sale of Inspired Healthcare properties does not mean an immediate windfall for investors.
Its SEC filings said one thing - a congressional probe said another.
Knighthead Life entered the market with a competitive MYGA. A strong launch earned advisor confidence and paved the way for FIAs.
As AI makes financial information more accessible than ever, Lana Hock explains why human judgment, trust, and empathy remain the qualities clients value most in a financial advisor
