The Financial Industry Regulatory Authority Inc. has barred former Atlanta-based Merrill Lynch broker Tyler Delahunt for failing to cooperate with an investigation into allegations about his sales practices.
Last August, Merrill Lynch discharged Delahunt over allegations that he had improperly solicited clients related to an outside investment.
Delahunt also was alleged to have accepted loans or other funds from clients without informing his firm.
The new AI feature generates instant client portfolio talking points, slashing meeting prep time for advisors.
As Citizens expands its advisory footprint, the bank is also going after wealth trapped inside business ownership
The Forbes rankings are highly sought after by some advisors and firms for marketing purposes.
Meanwhile, an advisor tuck-in from Edward Jones expands Kestra's Washington, D.C.-area presence, and Janney deepens its Connecticut footprint with an experienced Wells Fargo advisor.
KFN Succession Center pairs advisors weighing retirement with buyers, as next-gen affordability keeps eroding industry-wide.
Northern Trust’s Ken Lassner shows advisors how to convert volatility into after-tax portfolio gains
Dan Biagini of American Equity says the steady decline of pensions, longer lifespans and a reset in interest rates are rewriting how advisors build retirement income
