Gary T. Guglielmo, a Morgan Stanley rep for 20 years, was fired by the firm Monday after being charged with aggravated stalking and obstructing justice/witness tampering, both felonies.
The Boca Raton, Florida, resident also was charged with contempt of court for violating an injunction that provided protection to his ex-girlfriend, who had accused him of domestic violence, a misdemeanor. He had been arrested last week on suspicion of stalking his ex-girlfriend.
Guglielmo, who began his securities career in 1997, was released on $15,000 bail and is scheduled to return to court on Sept. 29, according to court records.
Blue Anchor Capital Management and Pickett also purchased “highly aggressive and volatile” securities, according to the order.
Reshuffle provides strong indication of where the regulator's priorities now lie.
Goldman Sachs Asset Management report reveals sharpened focus on annuities.
Ahead of Father's Day, InvestmentNews speaks with Andrew Crowell.
Cerulli research finds nearly two-thirds of active retirement plan participants are unadvised, opening a potential engagement opportunity.
Barely a decade old, registered index-linked annuities have quickly surged in popularity, thanks to their unique blend of protection and growth potential—an appealing option for investors looking to chart a steadier course through today’s choppy market waters, says Myles Lambert, Brighthouse Financial.
How intelliflo aims to solve advisors' top tech headaches—without sacrificing the personal touch clients crave
