More minority members and women gained certification
InvestmentNews will be hosting a fireside chat with Shannon Eusey, founder of the nation’s largest female-owned and led RIA, Beacon Point Advisors, at our first Women Adviser Summit of 2020.
The asset manager led a $17.65 million round of funding in tech startup Securrency
As consolidations continue and fee compression becomes a threat to status quo services, advisers need to be cognizant of the value they can add for clients
Socially conscious investors have broader considerations and more conventional expectations than advisers give them credit for
Former United Capital exec will identify future equity partnerships
Plaid connects fintech startups like Betterment and Acorns with traditional banks
Expert: Interest rate discussions with clients ‘can be problematic’
Firms need large cash on hand to make up lost commission revenue
Suarez succeeds firm founder Rob Clarfeld, who becomes executive chairman
Citi, Bank of America and Morgan Stanley are among the firms beefing up their wealth management efforts in Northern California
AI is one of the buzziest words in fintech. Are the AI claims real or is our intelligence being insulted?
Jury found Wells Fargo infringed on USAA patents, similar to findings in a November verdict
Advisers who use an assets-under-management model should lead with planning and do what’s in the best interest of their clients at all turns
Make D&I a core principle, not public relations
The firm is hoping to make it easier for brokers to embrace financial planning
Regulator also highlights private placements, digital communications and bank sweeps as priorities
Anthony Rochte will take over as head of GS Select
Financial advisers who want to learn more about behavioral finance should consider educating themselves on the topic
‘Owe is me,’ according to Nationwide survey, which shows almost half of Americans are stressed by debt
