Old Town Advisors in Albuquerque, New Mexico, is affiliating through OSJ Concurrent Advisors.
Current inflationary trends point to the biggest benefit increase in 41 years, with June CPI showing a 9.1% jump over the last 12 months.
The majority of eligible employees participate in 401(k) plans, but there's much room for improvement when it comes to how much they contribute.
The regulator accused the firm of 'double-dipping' by receiving both advisory fees and fees generated from products with high transactional costs.
Iqbal Khan, who had served as co-president of Global Wealth Management with Naratil, was promoted to president. Naureen Hassan will succeed Naratil as president of UBS Americas.
The latest update to Schwab Advisor Services' digital onboarding technology lets independent financial advisers open and fund up to 10 new client accounts in a single workflow.
Americans ages 45 to 75 are worried about the dual risks of high inflation reducing spending power in retirement or a recession impacting retirement income.
The product, which has been branded Protective Aspirations, allows holders to maximize either retirement income or growth potential.
Advisers often ask whether there's a way to minimize payroll taxes for small-business owners while maximizing future Social Security benefits.
But opponents, including SEC Commissioner Hester Peirce, want the agency to scrap the whole project.
The attorney, John W. Pauciolo, provided the legal approval for years of commercials advertising the unregistered Par Funding investments.
Morgan Stanley revealed its fully armed and operational adviser fintech ecosystem at a recent media event in New York City.
The move would potentially position Iqbal Khan as the eventual successor to CEO Ralph Hamers.
Whether you’re retiring or not, sit back and relax while you gain some insight, motivation and a few good laughs from our list of the best retirement movies of all time.
Adviser fintech promised to make firms more efficient and build deeper client relationships. Those claims may soon be tested.
If the pie keeps growing, wirehouse brokers probably won’t mind getting a relatively smaller slice.
The House approved the retirement-industry boosting SECURE Act 2.0 in a landslide, setting the stage for a Senate vote in the back half of 2022.
Financial adviser moves are up 3.8% year over year through the first five months of the year but down when compared to their most recent high in 2019.
The latest iteration of Chairman Gary Gensler's agenda contains 53 pending proposals. The financial industry is nervous.
The adviser world returned from the July 4 holiday ready to spend some money on technology.
