Masterworks was launched in 2017 but its RIA, Masterworks Advisers, is just three years old.
One 2017 form, no broker license, and a $42 million gap they say surfaced on a webinar.
Fewer than half of Americans in their peak earning years feel on track for retirement, while many say limited financial knowledge and access to professional guidance are holding them back.
Meanwhile, Wells Fargo hauled advisors overseeing $825 million in the West Coast, while Wedbush has welcomed a seasoned professional from Stifel in California.
A bipartisan Senate push to lift the $184,500 earnings cap is gaining momentum as the program's 2032 insolvency deadline looms
For wealth firms willing to offer more integrated tax services have several options to solve for lack of expertise, seasonal strains, and other challenges around tax prep work.
Millennial workers retain coverage after switching employers more often than boomers did.
Firm believes that delivering advice locally is key to expanding financial health.
New appointments are now in line for the top job and have received $30M retention bonuses.
Luke Lee launched the company in 2016. It eventually issued $1.2 billion high-risk investments.
The company aims to bring Quicken's budgeting and investment tool tracking to its 20,000-plus advisor network
Americans may feel better about retirement, but new research suggests confidence and preparedness aren’t always the same thing.
A $2.97 million commission haul and rolled-over retirement money sit at the center.
He sold "safe" notes on his radio show. The SEC says he was never licensed.
No securities background, no deal access - just an unlocked laptop, the SEC alleges.
The leading notetaking and meeting prep platform's newest capabilities automate account opening, compliant scheduling, and cross-system workflows for advisors.
TIAA Institute and Nuveen survey of 2,100 workers reveals critical gaps in withdrawal knowledge and planning.
Asset-Map makes a bet on a partner ecosystem while VastAdvisor goes deeper on AI and CRM integration to help advisors grow.
The fintech firm's Iris agent arrives as other financial planning tech providers move quickly to incorporate AI into their workflows.
Also, a Fidelity veteran goes indie with Osaic OSJ Innovative Financial Group, and Citizens welcomes a sports and entertainment-focused trio previously overseeing $800 million from Morgan Stanley.
