This month's edition kicks off with the big announcement that Visa is acquiring Plaid for a whopping $5.3B
The Securities Division says the state considers VAs to be insurance products, not securities
Other factors include changing client demographics and technology innovation, according to a new survey
Michael Borza is joining the employee unit in Virginia Beach, Va.
N.J. investment representative Gary Scheer was also assessed $750,000 in civil penalties for selling fraudulent investments
Court rules in a lawsuit filed against Intel that companies can't assume employees read the emails they're sent with details about plan investments
The former Fidelity executive will help advisers expand their operations efficiently
The organization's efforts range from state fiduciary measures to the SEC's proposed changes to its advertising rules
The retirement plan provider says the side-by-side view isn't a signal that the different accounts should be treated similarly
The two-year program will help those interested in advice earn Series 7 and Series 66 licensing while learning financial planning skills
The website problems came as markets tumbled Monday morning
Forgivable loan balance jumps almost 45% as the firm reels in $35 billion in new assets
Last year highlighted many of the major trends of the past decade, which will continue to shape the industry in the decade to come
Low interest rates are hampering sales, but the SECURE Act and the threat of a market correction could change that
The fact that salespeople barred by one regulator can continue to get a green light from another is confounding
The ages and individual earning histories of the spouses will determine the best approach
Why should advisers remind clients that they can't only focus on U.S. investing?
The deal allows the bank to avoid a criminal conviction for its sales abuses
The regulator is probing whether firms are giving customers best execution of trades
A federal judge found that Fidelity was not a fiduciary to the plans at the center of a class-action lawsuit
