Groups say they need an extra 45 days above the 75-day comment period to respond.
Retirement plan experts predict a major shake-up in the way broker-dealers do business with small retirement plans and IRAs — all thanks to a prohibited transaction exemption in the Labor Department's new fiduciary duty proposal.
Raymond Schmidt borrowed some $2.25 million from customers to build an island retreat without notifying his firm, Finra said.
If circumstances are such that an investor can no longer afford premium payments, the last thing they should do is do away with the contract, according to one expert.
You must become the point of inspiration for moral, ethical and prudent decision-making.
Buried in the new “Doc Fix” law are provisions that will adversely affect some folks on Medicare.
Level used in a government example has become the norm as some companies move to 4, 5 or 6% while retirement experts say 15% is really what's needed.
Declines in transaction revenue and slower growth in fee revenue hampered performance.
Rule No. 1: Stop being an asset manager and become a plan manager.
Level used in a government example has become the norm as some companies move to 4, 5 or 6% while retirement experts say 15% is really what's needed.
Industry reaction seeking more time smacks of foot-dragging, possibly in the hope that the proposal could be delayed, which does not serve investors well
Ranking five big IBD networks by reps and revenue
Next step could be to hold them accountable for data breaches.
Nearly a quarter of retirees 85 and older are dying with assets of less than $10,000
A by-the-numbers look at 2014's highest-paying broker-dealers
Clients may not realize the need to combine them
Humans should not try to mimic machines that compete on price
Insurance products that combine life insurance and long-term care benefits are getting their time in the sun among advisers as traditional LTC options shrink.
Whether to use 'canned' products, do it yourself or combine the two into a hybrid.
Shifts in workplace retirement benefits, other factors, making delaying benefits even more valuable.
