Bloomberg

Bloomberg
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RIA NEWS MAY 17, 2018
Employees at best places to work focus on the person — and the fun

Employees at best places to work firms focus on the person and fun.

ALTERNATIVES MAY 17, 2018
JPMorgan Chase to make alt investments available to the many

Bank plans to slash minimum buy-in to $100,000 from $10 million.

RIA NEWS MAY 16, 2018
Jordan Belfort, 'Wolf of Wall Street,' falling behind on restitution

Still owes $97 million; lawyer says he's 'cash strapped'; prosecutors say he's a 'deadbeat.'

REGULATION, LEGAL & COMPLIANCE MAY 16, 2018
SEC, Finra nab two firms for AML violations

Chinese bank unit fined $5.3 million over anti-money laundering laxity.

RIA NEWS MAY 16, 2018
California RIA William Jordan settles with SEC on fraud charges

Adviser consents to permanent injunction; court will determine penalties.

RETIREMENT PLANNING MAY 16, 2018
Mass Mutual to hike some LTC premiums by 77%

Move will affect 54,000 policyholders with older policies.

PRACTICE MANAGEMENT MAY 15, 2018
Iconiq Capital co-founder leaves to start rival wealth-management firm

Calls out conflicts of interest in the industry.

FINTECH MAY 15, 2018
ETF flows show tech is back in vogue

The PowerShares QQQ Trust Series ETF took in more than $2 billion last week

FINTECH MAY 14, 2018
A millennial's perspective: The frustrating misconception advisers have about building a Next Gen value proposition

Determine how your offering can flex along with your clients' needs, no matter their stage in life or circumstance.

ETFS MAY 14, 2018
Short-dated Treasury ETFs see huge inflows

Demand at short end could ease funding costs and make stocks look better by comparison.