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Municipal bonds once seen as the safest are now tarnished
INVESTING FIXED INCOME JUN 22, 2018
Municipal bonds once seen as the safest are now tarnished

Bonds backed by revenue streams such as taxes or tolls are starting to see downgrades from the rating agencies

Hurricane-proof homes are available. Why isn't anyone buying them?
RIAS RIA NEWS JUN 22, 2018
Hurricane-proof homes are available. Why isn't anyone buying them?

Architects and engineers are devising better ways to protect buildings against extreme weather, but the innovations are slow to spread

SEC charges insurance agent with $1.27 million Ponzi scheme
INVESTING LIFE INSURANCE AND ANNUITIES JUN 22, 2018
SEC charges insurance agent with $1.27 million Ponzi scheme

James Hocker took money from 25 mostly elderly, unsophisticated investors.

Supreme Court curbs SEC administrative law judges
ADVISOR NEWS REGULATION AND LEGISLATION JUN 21, 2018
Supreme Court curbs SEC administrative law judges

'Buckets of Money' adviser Raymond Lucia is entitled to a new hearing, court rules.

Guggenheim said to consider sale of asset management unit
INVESTING FIXED INCOME JUN 21, 2018
Guggenheim said to consider sale of asset management unit

Transaction could involve Guggenheim taking on Munich Re's asset management unit

Walgreens to replace GE on the Dow
INVESTING EQUITIES JUN 21, 2018
Walgreens to replace GE on the Dow

General Electric was the last original Dow member, a spot it held for more than 100 years.

Morgan Stanley settles confidentially with departing broker
ADVISOR NEWS WIREHOUSES JUN 21, 2018
Morgan Stanley settles confidentially with departing broker

Daniel Abel agrees not to solicit his former clients at the firm.

Minnesota charges financial planner with fraud costing investors $200,000
INVESTING LIFE INSURANCE AND ANNUITIES JUN 21, 2018
Minnesota charges financial planner with fraud costing investors $200,000

Lisa Marie Schurhammer said to have engaged in phony annuity and gold sales.

Americans still have no emergency savings, poll finds
INVESTING MUTUAL FUNDS JUN 20, 2018
Americans still have no emergency savings, poll finds

Despite stronger economy, 1 in 4 of the highest-income households either have no emergency savings or just enough to cover less than three months.

Former Merrill Lynch rep barred by Finra for failure to appear at hearing
RIAS RIA NEWS JUN 20, 2018
Former Merrill Lynch rep barred by Finra for failure to appear at hearing

Regulator was investigating Joseph Clottey's compensation irregularities.