Although it applies only in Georgia, other courts and industry panels could refer to the ruling in similar cases.
Edward Lee Moody and CM Capital Management are charged with defrauding 60 investors.
Investors have pulled $24 billion out of U.S. equity funds in the past week
Cash has poured into exchange-traded funds tracking consumer staples and energy, and out of holdings in industrial and financial companies.
Suit says Schwab's adviser services division failed to file suspicious activity reports in 2012-13.
Largest cryptocurrency falls to its lowest level since November, while many tokens go to zero.
Largest cryptocurrency falls to its lowest level since November, while many tokens go to zero
But the shorter 1040 form still requires filers to provide all the same information.
Regulator says firm ignored churning by three reps who have been charged with fraud
Emerging-market stocks are the biggest loser so far thjs year, followed by emerging-market and euro-denominated debt.
