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REGULATION, LEGAL & COMPLIANCE MAR 15, 2018
Senate rollback of Dodd-Frank faces challenge in House

Financial Services Chairman Hensarling makes it clear the House won't rubber-stamp the Senate's bill.

RIA NEWS MAR 15, 2018
Billionaires donating to a Goldman charity unmasked by IRS error

The Goldman donor-advised fund is the fastest-growing charity in the U.S.

REGULATION, LEGAL & COMPLIANCE MAR 15, 2018
Senate votes to roll back parts of Dodd-Frank

Small lenders would not be subject to "too big to fail" requirements.

RETIREMENT PLANNING MAR 14, 2018
401(k) plans are trifecta of confusion

Sponsors, providers and participants view plans differently, Cerulli research finds.

EQUITIES MAR 14, 2018
Gundlach says 10-year Treasury above 3% would drive down stocks

Rising U.S. deficit and Fed tightening are putting upward pressure on the 10-year yield

RETIREMENT PLANNING MAR 14, 2018
Public employee retirement systems could face shortfalls as retirees outnumber workers

Governments will need to make up a funding gap caused by investment losses, inadequate contributions.

RIA NEWS MAR 14, 2018
Former Minnesota broker indicted for precious metals scam

David Rougier allegedly gouged $740,000 from elderly clients.

MUTUAL FUNDS MAR 14, 2018
ETF tracking broker-dealers and exchanges rakes in cash

The iShares fund has big holdings in Goldman, Morgan Stanley and Schwab.

MUTUAL FUNDS MAR 13, 2018
Money markets undergo sea change

Rates on Treasury bills, dollar Libor are at their highest level since 2008

MUTUAL FUNDS MAR 13, 2018
BlackRock's lowest-cost ETFs win almost half of U.S. inflows

Four iShares Core funds have taken in $33.4 billion so far this year, a big chunk of the $75.3 billion added to U.S.-listed ETFs