Bloomberg

Bloomberg
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REGULATION, LEGAL & COMPLIANCE MAR 02, 2017
Dodd-Frank reform may be put on back burner

President Trump did not mention it in his speech Tuesday, and a replacement bill is not getting the support it needs to make it through Congress

RIA NEWS MAR 02, 2017
Morgan Stanley reps in Colorado join Raymond James

Three who managed $144 million form team in Colorado Springs.

RETIREMENT PLANNING MAR 01, 2017
This robot wants to change how you do your taxes

H&R Block is enlisting IBM's supercomputer Watson to ease your tax pain.

MUTUAL FUNDS MAR 01, 2017
TD Ameritrade jumps into pricing battle with Fidelity and Schwab

TD is cutting online brokerage commissions to $6.95 from $9.99.

RIA NEWS FEB 28, 2017
Wealthy clients might be vulnerable to IRS audit

A shrinking agency is targeting those it deems most likely to dodge their taxes.

RIA NEWS FEB 28, 2017
Fidelity cuts commissions for online stock and ETF trades by nearly 40%

The new pricing is 50% lower than standard commission trades at E*Trade and Ameritrade and 28% lower than at Charles Schwab Corp.

RIA NEWS FEB 28, 2017
Fee war rages on as Schwab slashes commissions to match Fidelity

Charles Schwab cuts its online retail trade commission to $4.95 from $6.95, matching a cut Fidelity made about 10 hours earlier.

EQUITIES FEB 27, 2017
Markets looking for policy details in Trump's speech

Some say it is critical for president to start outlining specifics on his pro-growth agenda to keep the rally going ​ 

PRACTICE MANAGEMENT FEB 27, 2017
DOL rule slows down wirehouse recruiting and crimps bonuses

Even though the fiduciary rule's future is in doubt, wirehouses are downsizing the bonuses they are offering veteran brokers to jump ship.

PRACTICE MANAGEMENT FEB 27, 2017
Wells Fargo loses $375M team to Raymond James

Preston Covington III and team expand firm's coverage to Columbia, S.C.