Brokerage firm failed to notify customers of changes in their account records as a result of a computer coding error, regulator claims.
The Dallas Cowboys wide receiver accuses Texas state Sen. Royce West of breaching his fiduciary duty, fraud and gross negligence in the suit.
The world's most valuable bank plans to start a robo-advisory service in 2017, Chief Operating Officer Tim Sloan said.
Mr. Sanchez, Jake Peavy and Roy Oswalt invested $30 million in a 'Ponzi-like' scheme allegedly run by an investment adviser who appealed to their Christian faith, the regulator says.
The largest U.S. life insurer plans to cut expenses by about $1 billion as low interest rates squeeze investment income.
Finra said the adviser misled five IRA customers and then did not give an honest account of his actions.
How does the presidential candidate's guidance compare to actual market performance?
