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RIA NEWS SEP 21, 2015
Rental affordability is poised to get much worse

Millions of households could join the ranks of those spending more than half their income on rent, Harvard study warns.

Morgan Stanley data breach focus shifts to hackers from adviser
FINTECH SEP 21, 2015
Morgan Stanley data breach focus shifts to hackers from adviser

U.S. authorities examining whether fired adviser Marsh was targeted by hackers after he took data from the wirehouse.

Interest rate rise could touch off volatility in bonds, says JP Morgan's Dimon
FIXED INCOME SEP 18, 2015
Interest rate rise could touch off volatility in bonds, says JP Morgan's Dimon

Jamie Dimon, JPMorgan's chief executive officer, said bond prices could move violently when the Federal Reserve raises interest rates rise.

What would rising interest rates mean for you?
RETIREMENT PLANNING SEP 17, 2015
What would rising interest rates mean for you?

Here's what to do — and not do — when the Fed raises rates.

ETFs in spotlight as exchanges, regulators seek fix after August volatility
ETFS SEP 17, 2015
ETFs in spotlight as exchanges, regulators seek fix after August volatility

Rules governing markets need to be updated because they aren't designed to cope with the proliferation of exchange-traded funds: BATS CEO.

How a weekend client raid blew up and a brokerage battle went public
INDEPENDENT BROKER DEALERS SEP 17, 2015
How a weekend client raid blew up and a brokerage battle went public

Arbitration case alleges that Oppenheimer & Co. stepped beyond the bounds of propriety in mounting a client raid on Peter Schiff's Euro Pacific over a three-day weekend this summer.

RETIREMENT PLANNING SEP 16, 2015
Senior savers play waiting game to reap benefits from Fed rate increases

CDs, saving-account interest rates will rise only slowly; liftoff could muffle political criticism that Fed hurts savers.

RETIREMENT PLANNING SEP 16, 2015
Who's winning the economic recovery? The richest Americans

Their incomes have fully recovered – and then some.

Former Morgan Stanley broker in Post-it notes insider trading case pleads guilty
PRACTICE MANAGEMENT SEP 16, 2015
Former Morgan Stanley broker in Post-it notes insider trading case pleads guilty

Traded on insider corporate tips he got from a middleman who showed him secret notes before chewing and swallowing them at New York's Grand Central Terminal.

MUTUAL FUNDS SEP 16, 2015
Mutual funds could charge for withdrawals during periods of high volatility under SEC proposal

Mutual funds may be able to charge their investors who rush to cash out during periods of market stress under a rule being considered by the SEC.