Bloomberg

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REGULATION AND LEGISLATION JAN 30, 2012
Broker brothers charged over alleged sale of 'funny paper'

Wolfsons made millions off naked short selling of Chipotle Mexican Grill, SEC claims

INsider: Wealthy clients have targets on their backs
RIA NEWS JAN 30, 2012
INsider: Wealthy clients have targets on their backs

The presidential campaign has failed to offer definitive answers about tax reform, but you can see where it's headed

INDEPENDENT BROKER DEALERS JAN 30, 2012
The comeback: Can brokers repeat original success?

INDEPENDENT BROKER DEALERS JAN 30, 2012
Business model cracked but not broken

For many, 2011 will be remembered as the year the broker-dealer model cracked. Scores of independent firms shut down, unable to keep up with rising legal and compliance expenses.

RIA NEWS JAN 30, 2012
Justices toss suit against Finra

ALTERNATIVES JAN 30, 2012
Credit Suisse eying Mesirow's $11B hedge fund unit

Credit Suisse Group AG is talking with Mesirow Financial Inc on the possibility of buying the firm's hedge fund investing unit, according to published reports.

Senator to Citi: Enough already with the tax forms for frequent-flier miles
REGULATION AND LEGISLATION JAN 29, 2012
Senator to Citi: Enough already with the tax forms for frequent-flier miles

Brown sends letter to Pandit telling bank to stop sending 1099s to customers who received miles for opening savings accounts; 'creating baseless fear'

When it comes to risk profiles, don't trust client surveys
PRACTICE MANAGEMENT JAN 29, 2012
When it comes to risk profiles, don't trust client surveys

Advisers need to take a big-picture approach to assessing suitable investments, says Ibbotson Associates

INDEPENDENT BROKER DEALERS JAN 29, 2012
Insurance companies take a step back

RIA NEWS JAN 29, 2012
Secondary ticket market booms for Super Bowl XLVI