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YOUR PRACTICE PRACTICE MANAGEMENT NOV 20, 2011
Succession plan depends on finding good partners

Randy Manley, 58, and Scott Miller, 57, have no intention of retiring from their advisory practice anytime in the near future.

YOUR PRACTICE PRACTICE MANAGEMENT NOV 20, 2011
Business broker found right buyer as adviser began writing career

For David Drucker the reason for leaving the advisory business wasn't retirement but rather a change in career direction.

YOUR PRACTICE PRACTICE MANAGEMENT NOV 20, 2011
Retiring broker on a four-year buyout

When Rich Warner decided to leave Edward Jones in 2008, he was feeling a little burned out by the stock market's gyrations.

NEWS INDUSTRY NEWS NOV 18, 2011
INsider: Exiting Merrill team didn't like BofA answers, source says

Recruiter claims Kadden and others held meeting with bank execs; nature of discussion unknown

NEWS RIAS NOV 16, 2011
$2.5B Greystone adviser jumps to HighTower

Voted top financial adviser in Arizona in 2009, Pupillo leaves MSSB fold

Morningstar looking into brokers' nontraded REIT information needs
INVESTING ALTERNATIVES NOV 15, 2011
Morningstar looking into brokers' nontraded REIT information needs

Independent research on growing market could help reps and advisers

NEWS INDUSTRY NEWS NOV 15, 2011
Franklin Resources is the hottest of the hot

Franklin Resources Inc., whose global brand is Franklin Templeton Investments, is beating every money manager in the S&P 500 this year

INVESTING MUTUAL FUNDS NOV 13, 2011
Former fund manager says firm's founder bullied him, called him a 'moron'

Patrick Evershed, a former New Star Asset Management Holdings Inc. fund manager, was bullied by company founder John Duffield, who called him a “criminal” and a “moron,” according to Mr. Evershed's lawyer

INVESTING EQUITIES NOV 13, 2011
Buffett's buying binge: 'He sees something, and it's big'

Warren E. Buffett's Berkshire Hathaway Inc. invested $23.9 billion in the third quarter, the most in at least 15 years, as he accelerated stock purchases and broadened the portfolio beyond holdings in consumer and financial companies

NEWS INDUSTRY NEWS NOV 13, 2011
Hailed as safe 'little cash cows,' taxi medallions boost firm's shares

The surging price of New York's taxi medallions and their promise of steady cash flow have sparked investor interest in the licenses and bolstered shares of a company that finances their purchase to a four-year high