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PRACTICE MANAGEMENT JAN 11, 2012
Does corporate loyalty still exist among advisers?

RETIREMENT PLANNING JAN 11, 2012
Health insurance premiums soar

U.S. workers' health insurance premiums rose 63% between 2003 and 2010 as employers shifted more of the burden of rising medical costs to individuals and families, according to a study from The Commonwealth Fund

Looking to land small-biz clients? These prospects offer the best odds
PRACTICE MANAGEMENT JAN 10, 2012
Looking to land small-biz clients? These prospects offer the best odds

Surveys reveal women and younger bosses more apt to seek out financial help

Buffett takes a drubbing? Yep, at least on this stock
RIA NEWS JAN 10, 2012
Buffett takes a drubbing? Yep, at least on this stock

Warren Buffett is making plenty of changes to Berkshire Hathaway's portfolio. Last quarter, he closed out the company's stake in several marquee businesses -- including exiting Berkshire's holding in Bank of America at a steep loss.

RIA NEWS JAN 08, 2012
Capital shortage leads WJB to shutter B-D operation

LPL to buy National Retirement Partners
RIA NEWS JAN 06, 2012
LPL to buy National Retirement Partners

LPL Investment Holdings Inc. is acquiring National Retirement Partners, a San Juan Capistrano, Calif.-based broker-dealer that specializes in retirement plans

PRACTICE MANAGEMENT JAN 06, 2012
The rise and fall of Brookstreet's 'Uncle Stan'

He used to be known as the charming, affable “Uncle Stan” of Brookstreet Securities Inc., the independent broker-dealer he built. Now, he's facing charges of securities fraud.

REGULATION AND LEGISLATION JAN 06, 2012
Brokers who filed complaint face uphill fight

The five registered representatives who filed a $36 million arbitration claim against National Financial Services LLC, a giant in the clearing industry and business unit of Fidelity Investments, face a daunting task to win their claim, according to industry attorneys.

INDEPENDENT BROKER DEALERS JAN 06, 2012
Brookstreet clients, counting losses, ponder arbitrations

The collapse of Brookstreet Securities Corp. last month is likely to spawn dozens of arbitration claims from investors facing losses that, in some cases, run into the millions, according to one plaintiff’s attorney familiar with the matter.

Social Security beneficiaries to receive 3.6% increase
RIA NEWS JAN 04, 2012
Social Security beneficiaries to receive 3.6% increase

Fifty-five million Social Security beneficiaries can look forward to a 3.6% cost-of-living adjustment in 2012.