Bloomberg

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RIA NEWS AUG 10, 2011
Stifel's West Coast push rolls on with hire of ex-MSSB manager

Stifel Nicolaus & Co. Inc. has hired Susan M. Dixon, former branch manager of Smith Barney's Laguna Niguel, Calif., office, to open a Stifel branch in Irvine, Calif.

Abbot Downing launch to vault Wells Fargo into family office top four
RETIREMENT PLANNING AUG 09, 2011
Abbot Downing launch to vault Wells Fargo into family office top four

New unit named after maker of bank's trademark stage coach

REGULATION, LEGAL & COMPLIANCE AUG 09, 2011
S&P downgrades could put pressure on 'supercommittee'

If Main Street blames Washington for debt rating and market decline, Congress could feel constituents' wrath

The 'perfect time' for a covered-call strategy? One PM thinks so
ALTERNATIVES AUG 04, 2011
The 'perfect time' for a covered-call strategy? One PM thinks so

Van Hulzen Asset Management's new Iron Horse Fund will follow an options strategy that the $250 million shop has been applying in separate accounts for nearly a decade.

ALTERNATIVES AUG 03, 2011
Pooling resources creates a wealth of alternative assets

Alternatives are such an integral part of Matrix Wealth Advisors Inc.'s philosophy that the fee-only firm has a pooled fund devoted to the category

Odds of a 'new' recession? 50-50 chance, says Harvard economist
RIA NEWS AUG 02, 2011
Odds of a 'new' recession? 50-50 chance, says Harvard economist

Harvard University economics professor Martin Feldstein said the U.S. recovery that began two years ago has been losing steam and there are even odds the economy will slip into recession.

Finra sets date for kick-in of controversial registration plan
RIA NEWS AUG 01, 2011
Finra sets date for kick-in of controversial registration plan

Rule governing back-office personnel effective as of mid-October; reaction to Madoff?

RIA NEWS AUG 01, 2011
Capital gains tax break may be chopped

The bipartisan deficit reduction plan gaining momentum in the Senate likely would require lawmakers to curtail or end the preferential tax treatment of capital gains and dividends

REGULATION, LEGAL & COMPLIANCE JUL 29, 2011
Taxes, rising rates will hit rich in the wallet, experts say

The year 2013 may snap a 12-year winning streak for wealthy Americans on taxes due on income, capital gains, dividends and money given to their heirs

EMERGING MARKETS JUL 28, 2011
Biggest China ETF in U.S. rocked