Bloomberg

Bloomberg
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MUTUAL FUNDS OCT 03, 2011
Growth Fund of America flags as U.S. standard-bearer

'Significant' rep exits at Securities America
RIA NEWS OCT 03, 2011
'Significant' rep exits at Securities America

Commonwealth, Cambridge snag brokers who purportedly generated 5% of beleaguered B-D's revenue last year; new owner soon?

RETIREMENT PLANNING SEP 30, 2011
INsider: This just in — D-B plans rock

In case anybody was wondering, survey reveals pensions are preferred to 401(k)s

SEC charges Long Island investment adviser
REGULATION AND LEGISLATION SEP 28, 2011
SEC charges Long Island investment adviser

The Securities and Exchange Commission filed charges today against unregistered Long Island investment adviser Corey Ribotsky for allegedly lying about the performance of his investment strategies and stealing more than $1 million from one of the hedge funds he managed.

LIFE INSURANCE AND ANNUITIES SEP 28, 2011
Looking under the stable-value fund hood

Galliard Capital Management Inc.'s stable-value funds, designed to preserve principal in tumultuous times, drew more than four times the usual inflows in August as market volatility increased, said managing partner John Caswell

EQUITIES SEP 28, 2011
Boomers may stall equities for decades

RIA NEWS SEP 27, 2011
Yield ahead as dividend-paying companies on the rise

In season of giving, Franklin's Perks says cash-rich businesses are giving back to shareholders

RIA NEWS SEP 27, 2011
INsider: P-E firms may be Morgan Keegan's last, best hope for deal

Souring market conditions may leave rival brokerages out of the running in sale of Regions' unit

Ponzi artist who helped trigger GunnAllen demise gets serious prison time
RIA NEWS SEP 27, 2011
Ponzi artist who helped trigger GunnAllen demise gets serious prison time

Ed May sentenced to 16 years; scheme lasted 10, cost investors nearly $50M

S&P 500 'probably going lower,' say chart watchers
RIA NEWS SEP 27, 2011
S&P 500 'probably going lower,' say chart watchers

Large-cap index broke through crucial 1,120 support level Monday; next floor down, 1,010