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ETFS AUG 10, 2010
ETF providers want say on flash-crash rules

As regulators and stock exchange officials discuss putting rules in place to make sure that the market volatility of May 6 never happens again, exchange-traded-fund providers are making sure considerations are made for their offerings

RETIREMENT PLANNING AUG 09, 2010
Rich kids get a web site to help manage their allowances

Citi private bank testing site tarteting heirs of high-net worth clients; Spend Grow Give

ALTERNATIVES AUG 09, 2010
UBS: Sell S&P 500 options

RIA NEWS AUG 09, 2010
New online disclosures rattle investment advisers

Advisers are alarmed that a new online reporting system that discloses their disciplinary records includes customer complaints that have not been substantiated.

RIA NEWS AUG 09, 2010
John Radtke: Bond market bubble fears may overlook secular trends

Much recent press has been devoted to warnings of bonds as the next potential market bubble.

RETIREMENT PLANNING AUG 09, 2010
Automatic IRAs would help retirement security, says Treasury's Iwry

The guru of federal retirement policy has high hopes for one of his yet-to-be-approved retirement creations: the automatic IRA.

LIFE INSURANCE AND ANNUITIES AUG 09, 2010
Treasury and Labor departments angling for 'automatic annuities' in 401(k) plans

The Department of the Treasury and the Department of Labor will soon be taking steps to make it easier for companies to offer “automatic annuities” in 401(k) plans, Treasury senior adviser Mark Iwry said today.

RIA NEWS AUG 06, 2010
A gold bug's life? A sweet one – thanks to government spending

To figure out what's driving the price of gold, look no further than global government policies, said Evan Smith, manager of the $700 million U.S. Global Investors Global Resources Fund.

Rocky start, but AIG boss Benmosche outlasts predecessors
LIFE INSURANCE AND ANNUITIES AUG 06, 2010
Rocky start, but AIG boss Benmosche outlasts predecessors

The controversial CEO is set to become the insurer's longest-serving chief executive officer since the company's near-collapse in 2008

Investors yanking assets from Legg Mason funds
MUTUAL FUNDS AUG 05, 2010
Investors yanking assets from Legg Mason funds

Legg Mason Inc. fell as much as 3.6 percent in New York trading after reporting that fund withdrawals more than doubled from the prior quarter.