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RIA NEWS AUG 03, 2010
Raymond James' Jeffrey Saut: What investors can learn from water

In the markets, you must be flexible. As the old sailor's axiom states – you can't change the direction of the wind, but you can adjust the sails.

RIA NEWS AUG 02, 2010
Barton Biggs: It's time to buy (again)

Barton Biggs, the hedge fund manager who sold half his equity holdings at the start of July, said today that signs the U.S. economy will avoid a recession spurred him to build the stakes back up.

RIA NEWS JUL 30, 2010
The dollar: How low can it go?

The dollar touched a level below 86 yen for the first time this year and headed for a third straight monthly loss as a government report showed U.S. economic growth slowed in the second quarter.

PRACTICE MANAGEMENT JUL 30, 2010
Advisers patronizing, dismissive of women clients: Survey

Women control about 27% of the world's wealth — roughly $20 trillion — but many feel that their advisers patronize them. What's more, many contend that they don't get the same “square deal” as men.

RIA NEWS JUL 30, 2010
TD Ameritrade recruiting breakaway brokers at a rapid clip

TD Ameritrade Institutional reported today that it has attracted more breakaway advisers to the firm during the first nine months of its current fiscal year than it did in all of fiscal 2009.

RIA NEWS JUL 30, 2010
Finra could add board to oversee RIAs: Pershing's Brueckner

The Financial Industry Regulatory Authority Inc. could oversee registered investment advisers through a separate governance structure, according to Richard Brueckner, a longtime member of the self-regulatory organization's board.

Wall Street reform: Good, bad or just plain ugly?
REGULATION AND LEGISLATION JUL 30, 2010
Wall Street reform: Good, bad or just plain ugly?

Few historians, market participants or former regulators say they expect the current financial reform bill to put an end to financial crises

RIA NEWS JUL 29, 2010
New corn ETF second only to buying actual corn, says Teucrium's Gilbertie

The corn ETF, like Teucrium's other ETFs in registration, uses staggered futures contracts to track the current price of the commodity.

RIA NEWS JUL 29, 2010
Jesup & Lamont cuts 'non-essential personnel'

All salaries and commissions have been terminated, except for a “limited” number of workers

FINTECH JUL 29, 2010
Envestnet files for $100M IPO

Envestnet, a Chicago company that provides Web-based services for financial advisers, filed for an initial public offering of stock worth up to $100 million Friday.