Bloomberg

Bloomberg
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RIA NEWS JUN 30, 2010
'Emotional' market obscuring great stocks, says Goldman's Barry

Macro events such European debt issues, regulatory rhetoric and high unemployment all create opportunities.

RETIREMENT PLANNING JUN 29, 2010
SEC inquiry sacks home health stocks

Shares of home health providers sank Wednesday as an investigation into the industry's Medicare reimbursement practices expanded.

RETIREMENT PLANNING JUN 29, 2010
New York's top court says estates can bring malpractice suits

Overturning state law, New York's highest court this month ruled that estates and beneficiaries can sue estate-planning attorneys for malpractice.

REGULATION, LEGAL & COMPLIANCE JUN 29, 2010
Byrd's death, last-minute add-ons cast doubt on financial bill's future

The sweeping financial-regulatory reform bill faces an uncertain fate in the Senate following the death early today of Sen. Robert Byrd, D-West Virginia.

RIA NEWS JUN 29, 2010
Paging P.T. Barnum: Fees on some broker-sold notes exceed possible return

Complex reverse convertibles mostly sold to individual investors; 'inconceivable'

REGULATION, LEGAL & COMPLIANCE JUN 29, 2010
Banned SagePoint broker testifies he received 'gifts' — not fees

The banned broker's responses to questioning, however, often come across as confused.

RIA NEWS JUN 28, 2010
Does Daley's hiring signal an IPO for Artisan Partners?

Artisan Partners LP's hiring of C.J. Daley as chief financial officer may mean that the company is getting serious about IPO plans.

RIA NEWS JUN 28, 2010
Advisers' disciplinary records now online

State securities regulators today announced a new reporting service that allows investors to check on the disciplinary records of their investment advisers online.

MUTUAL FUNDS JUN 28, 2010
Mutual fund roundup: Few places to hide in 2Q

Investors still feeling bruised by the terrible mutual fund returns of 2008 and early 2009 can expect to be disappointed again when they get their statements for the second quarter. While most fund categories did well in the first quarter, during the April-June period there were few places to hide.

RIA NEWS JUN 27, 2010
Europeans are craving U.S. stocks

European pension funds and their equity managers are ratcheting up exposure to the U.S.