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RETIREMENT PLANNING JUL 01, 2010
For NFL rookies, playbook now includes financial advice

Whether they earn the league minimum or a superstar's salary, football players have to know the basics of handling money to succeed financially.

RETIREMENT PLANNING JUL 01, 2010
Two years after crash, wealthy still leery of financial advisers

In 2009, only 59% of the millionaires said they had regained trust in their financial advisers, while 56% said they had the same feelings about their wealth management firms and financial institutions.

RIA NEWS JUL 01, 2010
Morgan Stanley Smith Barney elevates wealth management exec

Morgan Stanley Smith Barney LLC today appointed a new head of international wealth management products and services.

RIA NEWS JUL 01, 2010
Morgan Stanley's Gorman: Smith Barney 'increasingly important'

Morgan Stanley Chief Executive Officer James Gorman, who took over from John Mack in January, said he's not content with results for last year, when the company reported its first per-share annual loss.

ETFS JUN 30, 2010
U.S. One plans three new ETFs

U.S. One plans to file for three additional funds: a global-fixed-income ETF; a balanced ETF and a series of portfolios that will mimic target date funds.

SEC to restrict some political donations by investment advisers
REGULATION, LEGAL & COMPLIANCE JUN 30, 2010
SEC to restrict some political donations by investment advisers

U.S. regulators are poised to restrict investment advisers from giving money to politicians to win pension business in response to abuses in an industry that oversees $2.4 trillion of public retirement funds.

ALTERNATIVES JUN 30, 2010
'Long only is wrong only,' says Rick Lake

Volatility has created new opportunities to invest in risk assets “because they've gotten so cheap.”

RIA NEWS JUN 30, 2010
OpINion Online: Inside the Obama-BP meeting

As you probably have heard by now, British oil giant BP PLC has agreed to endow the $20 billion mea culpa fund ordered by President Obama in his Tuesday night address to the nation.

FIXED INCOME JUN 30, 2010
Prepare now for rising rates, says MainStay's Dial

Mr. Dial is slightly overweight double-B rated loans, and slightly underweight triple-C rated loans. He has also added some high-yield bonds to the portfolio as a way to enhance performance.

REGULATION, LEGAL & COMPLIANCE JUN 30, 2010
Finra board challengers gain support

A slate of challengers for three small-firm seats on the Financial Industry Regulatory Authority Inc. board have gathered enough support to seek a spot on the ballot for the upcoming board election.