<b>LPL Focus 2014</b>: Firm CEO Mark Casady tells 3,500 advisers to be ready for more requests for documentation and background.
Bruce Meyers allegedly inappropriately pushed an offering for a pharmaceutical company he co-owns.
Changes would not take effect until 18 months after SEC signs off, three times longer than originally proposed.
He had been in contention to succeed Benmosche as head of AIG.
Investors sued individuals after the firm, Allied Beacon Partners, ran out of capital and failed to pay earlier arb award.
Ex-managing director of LPL Financial is named CEO of Lucia Capital Group, a firm that includes an RIA and broker-dealer and has $2.3 billion of client assets.
One of those arrested, Abraxas 'A.J.” Discala, was married to Jamie-Lynn Sigler
Nicholas Schorsch's RCS Capital has agreed to buy Cole Capital, which he also controls. <i>Plus: <a href="//www.investmentnews.com/article/20140917/INFOGRAPHIC/140919935"" target=""_blank"" rel="noopener noreferrer">See our map of the REIT czar's empire</a></i>
With special dividend, KBS Real Estate Investment Trust II has paid shareholders $8.50.
