Bruce Kelly

A former middle school and high school English teacher, Bruce Kelly started at InvestmentNews in 2000 as the brokerage reporter after a two-year stint at sister publication Pensions & Investments. He writes a bi-weekly, award winning column, On Advice, and covers the independent broker-dealer industry.

Bruce Kelly
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FINTECH JUN 17, 2012
At Raymond James, social media is valuable communication tool

RETIREMENT PLANNING JUN 17, 2012
Nontraded REITs feel heat despite sales

Real estate big suspends interest payments on private placement
ALTERNATIVES JUN 15, 2012
Real estate big suspends interest payments on private placement

A top real estate investor has suspended payments on a private placement hawked by B-Ds

B-D, execs who allegedly preyed on seniors hit with $2.6M in fines, restitution
REGULATION AND LEGISLATION JUN 15, 2012
B-D, execs who allegedly preyed on seniors hit with $2.6M in fines, restitution

Brookstone Securities socked by Finra for sale of CMOs to the elderly

Nontraded REITs benefiting from scrutiny
ALTERNATIVES JUN 10, 2012
Nontraded REITs benefiting from scrutiny

Press, attention had helped improve nontraded REIT's 'shareholder friendliness'

INDEPENDENT BROKER DEALERS JUN 10, 2012
B-D, execs hit with $2.6M in fines, restitution on CMO sales

REGULATION AND LEGISLATION JUN 07, 2012
Inland 'cooperating fully' with SEC investigators, chairman says

RIA NEWS JUN 06, 2012
Penson clearing out of U.S. clearing industry

After Peluso move, FiNet looks to land new head
INDEPENDENT BROKER DEALERS JUN 05, 2012
After Peluso move, FiNet looks to land new head

Boss of Wells Fargo indie B-D shifts to affiliated clearing business

Star adviser parts ways with DeWaay, joins LPL
INDEPENDENT BROKER DEALERS JUN 05, 2012
Star adviser parts ways with DeWaay, joins LPL

It's another big win for LPL, as star adviser Erin Botsford leaves DeWaay Financial and hooks up with the big indie B-D

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