Bruce Kelly

A former middle school and high school English teacher, Bruce Kelly started at InvestmentNews in 2000 as the brokerage reporter after a two-year stint at sister publication Pensions & Investments. He writes a bi-weekly, award winning column, On Advice, and covers the independent broker-dealer industry.

Bruce Kelly
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REGULATION, LEGAL & COMPLIANCE OCT 07, 2012
Taking a stand for investors

Judge Jed Rakoff, the scourge of Wall Street, presses for accountability

LPL 'a couple of cylinders off' in 2Q
INDEPENDENT BROKER DEALERS OCT 02, 2012
LPL 'a couple of cylinders off' in 2Q

LPL announced its results for the second quarter. The message? Mixed.

RETIREMENT PLANNING SEP 30, 2012
REIT dividends at issue in suit

INDEPENDENT BROKER DEALERS SEP 27, 2012
AIG to buy Woodbury Financial

The Hartford Financial Services Group Inc. is selling Woodbury, which has 1,400 reps and advisers, as part of a wide restructuring.

REGULATION, LEGAL & COMPLIANCE SEP 23, 2012
$6M in investor funds goes missing from trust

RIA NEWS SEP 23, 2012
Carson has a kit for indies

PRACTICE MANAGEMENT SEP 23, 2012
Goal is to ensure continuity for clients, not just succession

UBS on LPL: Sell
INDEPENDENT BROKER DEALERS SEP 19, 2012
UBS on LPL: Sell

In something of a surprise, a UBS analyst downgraded his outlook for the broker-dealer. Why? Marginal margins and sales of nontraded REITs.

RIA NEWS SEP 16, 2012
Rodman & Renshaw is on verge of shutting

INDEPENDENT BROKER DEALERS SEP 16, 2012
Top rep in AIG B-D network joins Sterne Agee

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