How many financial advisers do registered investment advisory firms need when they manage tens of billions or even hundreds of billions in assets?
New Pinnacle Consulting Group, of Cornelius, North Carolina, specializes in 403(b) plans and currently manages over 600 retirement plans.
The firm was charged with inadequately supervising its representatives, who made unsuitable recommendations of structured products.
Rep. James Comer is calling on Edward Prewitt, who advised Hunter Biden, to provide information related to deals that triggered suspicious activity reports.
Schwab’s annual benchmarking study shows top-performing firms are more likely to use such tools as marketing plans and ideal client profiles.
Ron Shurts, co-founder and CEO of Annexus, which develops annuities and other insurance products, will become a managing partner of Integrity.
The asset manager's new resource, Growth Lab, will provide tools to help independent financial advisers with growing their practices and lead generation.
The five-year contract covers the state’s 401(k) and 457 supplemental plans for state employees.
Former First Republic executive built alternatives platforms at Carlyle Group, RBC.
Nearly two-thirds admit needing more planning assistance, Northwestern Mutual survey finds.
