The team in Lake Charles, Louisiana,, now known as Woods Brignac Wealth Management of Raymond James, moves to the firm’s employee channel.
Bruce interviews InvestmentNews senior reporter Mark Schoeff Jr. about the SEC's lawsuit against Western International Securities Inc., which involves GWG bonds and violations of Reg BI. Bruce and Mark talk through the specific charges and how effective Reg BI has been during its two years of operation.
Oklahoma, Texas firms form Gaddis Premier Wealth Advisors. David Reed will serve as CEO of the new firm.
Mikail Qazi and Timothy Martin are joining UBS Private Wealth Management in Washington, D.C.
The agency's notice that it was closed for the Juneteenth holiday was criticized as racist and led two major insurance companies to break ties with the agency.
“Skip” Parker and Harriet Parker, who operate as Four Corners Private Wealth, will open an office in Greenwich, Connecticut.
Adam Hutchinson, Robert Gibbs affiliate through River Edge Wealth Partners, an OSJ on the LPL platform.
Hawkins Wealth Management, which will do business as the Hawkins Team at Wealth Enhancement Group, has offices in Iowa and Florida.
Bill Seugling will head global wealth solutions at parent Raymond James. He will report to Scott Curtis, president of the Raymond James private client group.
Aligne Wealth Advisors Investment Management is headquartered in Century City, California.
