InvestmentNews

InvestmentNews
Displaying 4011 results
UBS duo managing $148 million go indie with Raymond James
RIA NEWS JUN 23, 2022
UBS duo managing $148 million go indie with Raymond James

“Skip” Parker and Harriet Parker, who operate as Four Corners Private Wealth, will open an office in Greenwich, Connecticut.

Duo managing $215 million at Morgan Stanley bolt for LPL
RIA NEWS JUN 23, 2022
Duo managing $215 million at Morgan Stanley bolt for LPL

Adam Hutchinson, Robert Gibbs affiliate through River Edge Wealth Partners, an OSJ on the LPL platform.

Wealth Enhancement Group to acquire $574 million RIA
RIA NEWS JUN 23, 2022
Wealth Enhancement Group to acquire $574 million RIA

Hawkins Wealth Management, which will do business as the Hawkins Team at Wealth Enhancement Group, has offices in Iowa and Florida.

Alex. Brown head Haig Ariyan to leave July 15
PRACTICE MANAGEMENT JUN 22, 2022
Alex. Brown head Haig Ariyan to leave July 15

Bill Seugling will head global wealth solutions at parent Raymond James. He will report to Scott Curtis, president of the Raymond James private client group.

Los Angeles hybrid managing $300 million goes to LPL from MML
RIA NEWS JUN 22, 2022
Los Angeles hybrid managing $300 million goes to LPL from MML

Aligne Wealth Advisors Investment Management is headquartered in Century City, California.

Morgan Stanley at Work acquires executive benefits firm
RIA NEWS JUN 22, 2022
Morgan Stanley at Work acquires executive benefits firm

American Financial Systems, which specializes in nonqualified executive benefit plans, will add to Morgan Stanley’s workplace solutions.

Fidelity launches DIY custom indexing
RIA NEWS JUN 21, 2022
Fidelity launches DIY custom indexing

With Solo FidFolios, do-it-yourself investors can create their own custom index, either by starting from scratch or choosing one of 13 thematic stock models and adding or subtracting stocks and updating weights.

Duo managing $850 million at Citi moves to Raymond James
RIA NEWS JUN 21, 2022
Duo managing $850 million at Citi moves to Raymond James

Yaakov Ringler and Yonatan Marom will lead the Israel Group of Raymond James in New York.

Hester Peirce provides insight from inside the SEC
THE INVESTMENTNEWS PODCAST JUN 21, 2022
Hester Peirce provides insight from inside the SEC

Bruce and Jeff interview SEC Commissioner Hester Peirce, who addresses a plethora of topics, including the SEC’s position on regulating ESG and greenwashing; cryptocurrency regulation; and what Peirce's agenda would be if she became SEC chair.

Hub acquires $205 million Pennsylvania RIA
RIA NEWS JUN 21, 2022
Hub acquires $205 million Pennsylvania RIA

Michael Finnell, president of Heritage Wealth Management Group, and the Heritage team will join Hub.