Compliance consultant Peggy Chait chats with Bruce and Jeff about Finra's effort to increase the diversity of the financial services industry. Teri Shepard from Carson Group talks about their new research on women in the RIA space.
Aging owners and a lack of succession planning are driving the M&A activity, DeVoe says.
He replaces Peter Driscoll, who is leaving the agency after heading the examinations division since January 2017.
Los Gatos, California-based Giordano Wealth Management was founded by Chris Giordano, who was previously affiliated with LPL Financial.
Grants increased by 27% in dollar terms from the same period last year, with more than 123,000 charities benefiting from the donations.
The training is designed to help retirement plan advisers evaluate environmental, social and governance investing opportunities.
The asset manager has added four allocation mixes to its target allocation portfolios.
The asset manager said the direct indexing tools it will offer after the acquisition will build on a pilot program it has been offering to RIA clients that's powered by Just Invest.
The retirement plan provider created its managed account program in 2019.
More money flowed to equities than fixed income in the second quarter, according to data compiled by Alight Solutions.
