Virginia, Maine and Alabama recently adopted rules tracking the model ‘best interest’ measure approved in 2020 by the National Association of Insurance Commissioners.
The fee-based products will be part of Halo's digital platform, which also offers structured notes, market-linked CDs and buffered ETFs.
There are now almost 14,000 RIAs registered with the SEC, and the number of clients they serve grew 17% in 2020, to 60.8 million
A conversation with Bob Smietana of the Religion News Service looks at how born-again-Christian and radio host Dave Ramsey fits into finance and religion. Sonya Dreizler joins Jeff and Bruce to chat about some of the challenges women face in the financial advice industry and how industry conferences can help.
Steven Carlsen and Sathya Chey are forming a firm, Arise Private Wealth, in Rolling Hills Estates, California.
Participants had accused the plan's fiduciaries of using poorly performing investment options.
Gemini Trust's Climate Vault donation will prevent 341,000 metric tons of carbon from entering atmosphere.
The veteran adviser tech executive held the post for two years.
J.D. Power finds personalized financial advice drives gains in customer satisfaction for retail banks.
Retirement Planning Specialists, a firm in the Philadelphia suburb of Willow Grove, has four advisers.
