InvestmentNews

InvestmentNews
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How to groom young talent
OPINION JUN 14, 2021
How to groom young talent

For eight years running, the InvestmentNews’ 40 Under 40 program has honored superstars, like SEC Commissioner Caroline Crenshaw this year, as well as young professionals who are quietly building successful careers.

Duo managing $315 million at Wells moves to Raymond James
INDEPENDENT BROKER DEALERS JUN 11, 2021
Duo managing $315 million at Wells moves to Raymond James

Bobby Conville Jr. and Earl Smith are joining the firm's employee unit in Ruston, Louisiana.

SEC drills into dentist-turned-adviser for three frauds
REGULATION, LEGAL & COMPLIANCE JUN 11, 2021
SEC drills into dentist-turned-adviser for three frauds

A phony cryptocurrency offering was one of Boca Raton, Florida-based Edgar Radjabli’s frauds, the agency charges.

State Street creates digital finance unit to support crypto assets
FINTECH JUN 11, 2021
State Street creates digital finance unit to support crypto assets

New capabilities of asset manager will include central bank digital currency, blockchain and tokens.

$900 million Macro Consulting Group acquired
RIA NEWS JUN 10, 2021
$900 million Macro Consulting Group acquired

Founder Mark Cortazzo will stay on as part of Wealth Enhancement Group.

Duo managing $975 million at Truist moves to Raymond James
INDEPENDENT BROKER DEALERS JUN 10, 2021
Duo managing $975 million at Truist moves to Raymond James

John Gill and Bryan Horner will join the firm's employee unit in Virginia Beach, Virginia.

Northwestern Mutual team managing $420 million joins LPL
INDEPENDENT BROKER DEALERS JUN 10, 2021
Northwestern Mutual team managing $420 million joins LPL

The four-adviser group in Atlanta will open an office for OSJ Bleakley Financial Group.

InvestmentNews wins prestigious Neal Award for business journalism
RIA NEWS JUN 10, 2021
InvestmentNews wins prestigious Neal Award for business journalism

Bruce Kelly’s ‘On Advice’ column nabs the prize in the Best Commentary/Blog category.

Pritzker takes minority stake in Steward Partners
RIA NEWS JUN 09, 2021
Pritzker takes minority stake in Steward Partners

The merchant bank's $100 million investment will give Pritzker two seats on Steward's board.

Duo managing $155M go indie with LPL
INDEPENDENT BROKER DEALERS JUN 09, 2021
Duo managing $155M go indie with LPL

Mike Fuller and Rob Barber in Arroyo Grande, California, are leaving Raymond James and affiliating with LPL through OSJ Perennial Financial Services.