John Farrell and Joel East are joining the UBS branch in Fort Worth, Texas.
About 800 T. Rowe employees will be offered jobs with FIS; the transition is effective Aug. 1.
Viridian Advisors, an $846 million RIA, will bring CPAs and tax expertise to Edelman.
Lawyers group says regulators and the customers who had complaints should be able to present evidence in expungement requests.
Frank Hanna and Bryan Cogliano head RevolutionX, a hybrid based in Berwyn, Pennsylvania.
Knowlton Knowlton & Larsen will be Rockefeller's first group of advisers in Boston.
Combined, the asset managers will have $5 billion in AUM.
The Atlanta-based, woman-led team is affiliating through Gladstone Wealth Partners, an office of supervisory jurisdiction.
The key issue, as Gensler put it, is how the SEC continues to ensure that markets work for everyday investors when new technologies change the face of finance.
Mark Donohue will be based in Palm Beach Gardens, Florida; Gordon Sommer in New York
