From becoming woke, to hitting a black bear, to learning the thrilling and scary news that one is expecting during a pandemic, our staff members open up about their unique trials and triumphs this year.
Kristen Kimmell and Maureen Kerrigan of RBC join the podcast to discuss RBC’s Women’s Association of Financial Advisors and the initiatives the firm has implemented to benefit women in financial services.
Patrick Fontana and Michael Dunham move to Raymond James affiliate in Dallas
Participants contributed 7.6% of their pay, while employers put in 5.3%, the survey finds
The mother-and-son team of Paulette and Beaux Treguboff affiliate in Glendale, Arizona
Mark Pomerantz is joining the Raymond James unit in Los Angeles
The new idea of a Chief Governance Officer role. Would it add to the fiduciary load and does it provide revenue opportunities?
Adrian Dunuwila of Fayetteville, New York, is joining his son Brendan at Dunuwila Wealth Management
Rick Ferri discusses his latest call for a change in adviser fees, and attorney Jason Kane talks about his firm’s class-action lawsuit against embattled GPB Capital.
iShares Morningstar ETF suite will track Morningstar's new index family
