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Contributions to retirement accounts steady, but withdrawals up: Fidelity
RETIREMENT RETIREMENT PLANNING NOV 12, 2020
Contributions to retirement accounts steady, but withdrawals up: Fidelity

CARES Act distributions averaging $9,000 were taken by 1.2 million account holders

New York duo managing $350 million at HSBC go indie with LPL
NEWS BROKER DEALERS NOV 12, 2020
New York duo managing $350 million at HSBC go indie with LPL

Jerry Giordano and Joseph Praino will work with existing LPL indie firm, KM Capital Group

Robert Coppola joins Envestnet as chief technology officer
YOUR PRACTICE FINTECH NOV 12, 2020
Robert Coppola joins Envestnet as chief technology officer

The former Cision CIO wil succeeds company veteran Scott Grinis, who will retire in 2021

Holding nontraditional jobs after age 62 can build retirement security, study finds
RETIREMENT RETIREMENT PLANNING NOV 11, 2020
Holding nontraditional jobs after age 62 can build retirement security, study finds

The Center for Retirement Research finds value in such jobs even if workers receive no benefits

Texas teams managing $151 million link with Advisory Services Network
NEWS BROKER DEALERS NOV 11, 2020
Texas teams managing $151 million link with Advisory Services Network

Springer Financial Services, a hybrid, and RB Welborn work in tandem

InvestmentNews Podcast: Bob Doll’s 2021 Prediction Special
NEWS INDUSTRY NEWS NOV 11, 2020
InvestmentNews Podcast: Bob Doll’s 2021 Prediction Special

Bob Doll breaks down his 2021 predictions and discusses his Nostradamus batting average.

Mass Mutual team managing $250 million affiliates with LPL
NEWS BROKER DEALERS NOV 10, 2020
Mass Mutual team managing $250 million affiliates with LPL

Trivium Point Advisory in Tarrytown, New York, also does tax prep

2020 presidential election: Financial services will ‘be looking to play defense under Biden’
THE INVESTMENTNEWS PODCAST NOV 10, 2020
2020 presidential election: Financial services will ‘be looking to play defense under Biden’

Jeff and Bruce talk with IN's D.C. correspondent, Mark Schoeff, about what advisers can expect from the incoming administration in terms of department heads, regulations, ESG and of course, taxes.

SEC imposes $240,000 penalty on former Apollo senior partner
NEWS REGULATION AND LEGISLATION NOV 09, 2020
SEC imposes $240,000 penalty on former Apollo senior partner

Mohammed Ali Rashid was found to have falsely described personal expenses

Doubleheader: Nicole Casperson on free robo-platforms and Todd Rosenbluth on semitransparent ETFs
THE INVESTMENTNEWS PODCAST NOV 09, 2020
Doubleheader: Nicole Casperson on free robo-platforms and Todd Rosenbluth on semitransparent ETFs

Nicole talks on how digital advice is a means to cross sell, and Todd dives deep into all things semitransparent ETF