The head of PCG Advisor Inclusion Networks at Raymond James describes her experience with diversity and inclusion in the workplace
This week’s episode kicks off with a look at Merrill Lynch’s headache trying to manage broker trainees who are learning to cold call from home. Hosts Jeff Benjamin and Bruce Kelly also discuss how Morgan Stanley will absorb the ETrade custody business, the realities of buffered ETFs, the driving force behind RIA consolidation, and the incredible access to industry execs in the age of Covid.
Stabler Wealth Management is based in Bellevue, Washington
Since May, 14 ESG ETFs and mutual funds have pushed ahead of the S&P 500
The executive has led the firm's national sales and consulting
Equitrust Financial Group has five advisers and is based in Deerfield, Illinois
Calls by adviser newbies were violating compliance rules, report says
The team of Gary Bice and Michael Leach and a solo adviser, John Prebay, join in Southfield, Michigan
The agency says Brendan Ross manipulated data to show higher fund returns
The four-adviser group in Beverly Hills, California, cites RBC's affiliation with City National
