Thousand Oaks Financial will become part of One Capital Management, which is a subsidiary of Toronto's CI Financial
‘Core’ suits, which don’t involve M&A, totaled 117
The Chicago-area registered investment adviser manages $1.5 billion in assets
The acquisition will add $400 million to the AUM of Focus Financial
Philip Stathos becomes part of wealth management team in Portland, Maine
The New York bank’s $20 billion in AUM will make it the largest on LPL's platform
Adding Frontier Investment Management brings the firm's total AUM to $56.7 billion
Alfredo Risi has been named chief operating officer at the Birmingham, Michigan-based boutique wealth advisory firm
Keith Boyd is affiliating through Gladstone, an LPL office of supervisory jurisdiction in Flemington, New Jersey
Jeff and Bruce get the details on Dani Fava’s celebrated move to Envestnet and why it matters to advisers. After that, they dissect the missing assets at GPB Capital, explain the pros and cons of zero-fee ETFs, look at the headaches of fintech platform consolidations, and ask whether Covid-19 is becoming a standard excuse for bad customer service.
