The class action alleges the company didn’t prudently monitor record-keeper expenses
Regulators say older advisory workforce may have issues related to cognitive impairment
Stephen Langlois will serve as president while James Poer remains CEO of the parent company
This year’s Excellence in Diversity & Inclusion firm finalists are honored for their efforts to foster diversity and inclusion within their own firms or the financial advice profession
These Excellence in Diversity & Inclusion firm finalists are recognized for their initiatives developed to increase diversity and inclusion of their firms or clients
COVID-19 could have long-term consequences for Americans' retirement security, says the Secure Retirement Institute
Applicants who received funds can fill out forms on the AICPA site
Staples Financial, based in Inver Heights, Minnesota, is led by the son of its founder
This week Jeff and Bruce look at how certain taxes are ultimately paid by adviser clients, the slow start but new momentum of M&A activity in the RIA space, how Wells Fargo is cracking down on the use of the TikTok app, and what it’s like to start a new job in the middle of a pandemic.
Recruiting powerhouse Mindy Diamond and InvestmentNews CEO Christine Shaw talk about how female CEOs can empower the next generation of women advisers to step into leadership roles
