Lanton represents small firms; Nagengast reelected to represent large firms
The shift to virtual may have been messy, but new ways of working and communicating have become the norm
New Jersey-based WBI Investments and Millington Securities allegedly made misleading statements
Former NFL player Jack Brewer allegedly used nonpublic information to sell shares in COPsync
Scott Dudley and David McQuade form Stirling Financial Group in San Diego
Rothschild spent 26 years at Morningstar, where her final position was chief product officer
Summit Wealth Advisors is based in Frisco, Colorado
The six-adviser Uinta Wealth Management team is based in Salt Lake City
David Rosenthal, Stephen Collins and Daniel Rupp are based in Westport, Connecticut
But a survey finds that 51% don’t have a plan for returning
