InvestmentNews

InvestmentNews
Displaying 4006 results
April 27, 2020
DIGITAL ARCHIVE APR 27, 2020
April 27, 2020

Best Places to Work for Financial Advisers 2020
YOUR PRACTICE PRACTICE MANAGEMENT APR 27, 2020
Best Places to Work for Financial Advisers 2020

InvestmentNews’ third annual Best Places to Work for Financial Advisers highlights 75 advice industry firms that recognize the importance of a strong work culture. The firms' profiles detail the HR policies and workplace practices they use to attract and retain skilled advisers

To succeed tomorrow, build  a new workplace today
NEWS OPINION APR 26, 2020
To succeed tomorrow, build a new workplace today

Prepare a workplace that permits employees to succeed under any circumstance

3 Questions: Rich Cancro on selling firm to Franklin Templeton
YOUR PRACTICE FINTECH APR 25, 2020
3 Questions: Rich Cancro on selling firm to Franklin Templeton

The founder of AdvisorEngine talks about how the deal went down

Undoing unwanted RMDs
RETIREMENT RETIREMENT PLANNING APR 25, 2020
Undoing unwanted RMDs

Ed Slott discusses whether clients who already took required minimum distributions this year can put that money back in light of the CARES Act

Indie managing $415 million moves to Raymond James from LPL
NEWS RIAS APR 24, 2020
Indie managing $415 million moves to Raymond James from LPL

Elite Financial Management’s Bill Dendy and three reps switch firms in Dallas

Rutledge leaving Labor Department at end of May
YOUR PRACTICE PRACTICE MANAGEMENT APR 24, 2020
Rutledge leaving Labor Department at end of May

The assistant secretary of Labor worked on plans to permit electronic plan disclosures

Court orders Aequitas to disgorge $453 million in fraud case
NEWS REGULATION AND LEGISLATION APR 24, 2020
Court orders Aequitas to disgorge $453 million in fraud case

CEO Robert Jesenik and other firm executives were barred and penalized

Texas judge shuts sham state securities regulator
NEWS REGULATION AND LEGISLATION APR 24, 2020
Texas judge shuts sham state securities regulator

The website tried to steal information by claiming to protect investors

House overwhelmingly passes aid bill
NEWS REGULATION AND LEGISLATION APR 24, 2020
House overwhelmingly passes aid bill

President Trump is scheduled to sign the $484 billion coronavirus stimulus package Friday