Dennis Gibb admits to wire fraud and falsifying records; agrees to SEC bar.
Agency says Richard Diver's scheme overcharged clients of M&R Capital by $750,000 .
Jose Ramirez pleaded guilty to misusing credit lines to purchase securities.
Plan sponsors can integrate philanthropy into employee-benefit plan, fund giant says.
Syntegra Private Wealth Group has three offices in the St. Louis, Mo., area.
Firm will pay more than $8 million for mishandling 'pre-released' ADRs.
Do file your return, even if you can't afford to pay what you owe.
Jon Dayton will join office of Raymond James unit in San Francisco.
Oakdale Wealth Management's James Daly and Michael O'Keeffe of Massachusetts may be fined and censured.
Watermark in California caters to individuals; Rogers in Virginia focuses on retirement plans.
