LPL terminated Scott Klor in 2017 for violating firm policies.
Cerulli study says advisers have to pay attention to other aspects of client engagement.
Acquisition adds presence in Wolfeboro, N.H., to firm's New England footprint.
Co-founder Philly Jones and team leave; remaining partner continues as FiduciaryVest
Irongate International of Moline, Ill., and Atlanta's Peachtree Investment Advisors join firm.
Firenze Wealth Management is based in metro Portland, Ore.
Heller adds metro New York footprint to Southern California-based RIA firm.
Finra suspends Prabir Purohit, who left firm in 2016, for one year.
Dennis Gibb admits to wire fraud and falsifying records; agrees to SEC bar.
Agency says Richard Diver's scheme overcharged clients of M&R Capital by $750,000 .
