Firm will pay more than $8 million for mishandling 'pre-released' ADRs.
Do file your return, even if you can't afford to pay what you owe.
Jon Dayton will join office of Raymond James unit in San Francisco.
Oakdale Wealth Management's James Daly and Michael O'Keeffe of Massachusetts may be fined and censured.
Watermark in California caters to individuals; Rogers in Virginia focuses on retirement plans.
Acquisition adds strength in community bank deals.
Evanston Advisors increases firm's market share in Chicago area.
Steinberg Global Asset Management brings Colony's AUM to $7 billion
Andrew Graham launches Jackson Square Capital in San Francisco.
Three-adviser Gardner Wallace Financial Solutions is based in Addison, Texas.
