Jose Ramirez pleaded guilty to misusing credit lines to purchase securities.
Plan sponsors can integrate philanthropy into employee-benefit plan, fund giant says.
Firm will pay more than $8 million for mishandling 'pre-released' ADRs.
Syntegra Private Wealth Group has three offices in the St. Louis, Mo., area.
Do file your return, even if you can't afford to pay what you owe.
Jon Dayton will join office of Raymond James unit in San Francisco.
Oakdale Wealth Management's James Daly and Michael O'Keeffe of Massachusetts may be fined and censured.
Acquisition adds strength in community bank deals.
Watermark in California caters to individuals; Rogers in Virginia focuses on retirement plans.
Evanston Advisors increases firm's market share in Chicago area.