Florida-based Dakota adds Ohio-based, woman-owned firm and $258 million in AUM.
William Poynter declined to appear at hearing looking into tuition reimbursements.
Philip Nalesnik failed to inform firm of outside business activities.
Demand for new revenue sources points to relationships
Investments & Wealth Institute finds client satisfaction, loyalty insufficient to set advisers apart.
Global survey by Natixis polled 12,375 individual investors, financial advisers and institutional investors
William Seyle and Tim Hickey join employee unit in Allentown, Pa.
Six-person Michigan Retirement Advisors is based in Bloomfield Hills.
Hybrid firm will use Schwab as its custodian.
Schwab study finds ETF investors view vehicle as way to manage volatility.
