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NEWS RIAS JUL 24, 2017
Near-record pace of M&A continues for RIA firms

Second-quarter saw 38 deals, says DeVoe report.

NEWS INDUSTRY NEWS JUL 20, 2017
Fifteen advisers, six firms named finalists by charitable foundation

Industry's top volunteers will receive Invest in Others Awards in September.

NEWS RIAS JUL 20, 2017
Merrill Lynch trio managing $463 million joins Ameriprise

Team switches firms but stays in Roseville, Calif.

NEWS RIAS JUL 20, 2017
Wells Fargo team managing $351 million in Gainesville, Georgia, goes independent

Strong Gaddy Lee Wealth Management chooses hybrid route with LPL.

RETIREMENT RETIREMENT PLANNING JUL 19, 2017
U.S. falls further in retirement security ranking among developed countries

Natixis survey finds America fell three places and now ranks 17th among 43 nations.

NEWS REGULATION AND LEGISLATION JUL 18, 2017
Finra bars broker who lost job after felony indictment

Dick P. Wollman was fired by Horace Mann Securities for failing to disclose his indictment and barred for not cooperating with Finra's investigation into his termination.

RETIREMENT RETIREMENT PLANNING JUL 18, 2017
Tax incentives would boost small-business retirement plans: LPL study

Employers say even a small increase in current tax credit would encourage adoption.

NEWS INDUSTRY NEWS JUL 17, 2017
Wells Fargo duo managing $230 million goes independent

Two reps in Palm Beach Gardens, Fla., affiliate with Raymond James.

INVESTING ALTERNATIVES JUL 17, 2017
Oaktree Capital to take over two Fifth Street BDCs in $320 million deal

New owner plans to replace management and lower fees, increasing returns.

The Holy Grail of Being an Adviser
NEWS INDUSTRY NEWS JUL 16, 2017
The Holy Grail of Being an Adviser

The coaches from Focus Partners are back, this time to offer insights on how to not only cultivate Centers of Influence (COIs), but leverage those experts to gain introductions to new prospects.