Kansas-based firm managing $340 million had been affiliated with National Planning Corp.
George Dahl appeared at Finra hearing but did not provide requested testimony.
Paul Lang joins firm's employee channel in Roswell, Ga.
Louis Martin Blazer III of Pittsburgh, Pa.-based Blazer Capital Management was barred last year
Senators seek clarification on 2-year-old rule that gave surviving spouses certain rights.
Ex-AXA broker was fired by firm for misrepresentations in VA sales.
Edward Jones fired James V. Marino for allegedly taking $25,000 from client.
Combined provider of planning and risk-tolerance tools renamed PlanPlus Global.
Two-adviser, four-person group joins Harbor Investment Advisory.
Four-adviser Claris Financial is based in Glen Allen, Va.
