Both firms serve family offices with accounting, reporting tools.
More than 9,200 calls result in 650 referrals to regulators, 130 to protective services.
Two breakaway brokers in Greensboro, N.C., affiliate with firm's indie unit.
Buffalo, N.Y.-based two-person team manages $175 million.
Four-man adviser team in Huntsville, Ala., will operate in indie-employee channel.
Next Capital Management is led by a Goldman alum.
In January and February alone, mutual fund giant took in nine out of every $10 invested in a U.S. mutual fund or ETF.
That represents a decline of 1.2% in a year in which employees' bonuses were cut 2% to 4%.
Lawsuit alleged brokerage firm misused investor funds in financing the failed Jay Peak ski resort.
Four-adviser team Cygnus Asset Management of Charlotte, N.C., is leaving Wells Fargo's Financial Network channel.
