Michael Jeppson goes indie in Manhattan Beach, Calif.
Walter Stamper of Chattanooga, Tenn., managed $147 million.
Synergy Capital Solutions has offices in Illinois, Florida and Michigan.
Mark J. Varacchi may have to return $3.95 million his firm allegedly stole from investors.
In one example, Scott Allen Sibley allegedly exposed risk-averse retiree to naked options.
Walter Stamper of Chattanooga, Tenn., managed $147 million
Ex-broker now accused of violating securities laws with fictitious investments
Four-person advisory group in Charleston, S.C., manages $178 million
Walter Marino allegedly profited from advising elderly clients to buy new contracts.
Next-generation financial planning community sponsors effort to find new tools for younger clients, advisers.
